Financial Planning & Investment Management services are offered by our sister company Ball & Minor Investments, Inc., a Registered Investment Advisor (RIA), doing business as Red Oak Capital Advisors. An RIA is an investment advisory firm which is either registered with the Securities and Exchange Commission or a state’s securities agency to give investment advice and manage investments. Red Oak Capital Advisors is registered with the state of North Carolina. RIAs are held to the highest fiduciary standards and are required to put the interests of the client first when giving advice.
We work with clients at all stages of life and at all income levels. Whether you are just starting out, planning for children’s college, or preparing for retirement, Red Oak Capital Advisors can help.
I am the founder and principal of Red Oak Capital Advisors, a fee-only planning & investment advisory firm. In addition to being a CPA, I also hold CFP® & PFS designations. Learn more about Certified Financial Planners and about the Personal Financial Specialist (PFS) designation.
I specialize in helping you maintain and improve your financial health providing just the level of assistance you need, from one-time meetings to address a focused concern or ongoing comprehensive planning to address all areas of your financial life.
Areas of Service
- College Funding
- Retirement Planning
- Investment Advice
- Portfolio Contruction
- Insurance Reviews
- Cash Flow & Budgeting
- Tax & Estate Planning
Choose the Level of Service You Need
- Focused Project Work – Address a focused concern
- Comprehensive Financial Plan
- Assistance with implementing plan recommendations
- Portfolio Management Services with periodic monitoring of plan progress.
Our Financial Planning Process
Red Oak Capitol Adivsors’ process with clients often follows this process.
1st Meeting: 30-40 minute meeting to get acquainted and learn about your current financial picture and concerns. There is no charge for the initial meeting.
First Week: We outline a description of services with a proposed timeline and provide a price quote for services. This is a detailed document that outlines what we are going to do for you, how long it will take and costs expected to be associated with the project.
If you accept our proposal your project will begin.
After 1 -2 Weeks: An interactive 1 hour conference between you and your advisor at Red Oak Capital takes place. We will discuss our initial findings and confirm any assumptions we are using in your plan as well as discuss actions to take immediately.
After 3-4 Weeks: Your advisor meets with you again for a 1-2 hour detailed presentation meeting. During this time we discuss the results of our work and present you with a detailed action containing recommendations for reaching your financial goals.
Investment advisory services offered through Ball & Minor Investments, Inc., a registered investment advisory firm. Tax and accounting services offered through Ball & Minor CPA, PA.